Regulatory State Transition Monitor (EDGAR)
Maintain authoritative regulatory state for your issuer universe—delivered as state transitions (not just alerts), with an Evidence Pack that proves what was known, when.
What this outcome delivers
An Outcome is a named, guaranteed result delivered on a schedule or trigger, with sufficient evidence to reconstruct and defend it later. This outcome continuously maintains the regulatory state of each issuer (latest filings, amendments, freshness) and emits auditable state transitions when that state changes—ready for humans and agents.
A single source of regulatory truth.
For each issuer, we maintain the current EDGAR state: latest 10-K, latest 10-Q, latest 8-K set, amendment status, and freshness signals. This is a continuously updated record—not a one-off notification.
See the state model →Deterministic events agents can trust.
When EDGAR publishes a new filing or an amendment, we emit a structured transition (e.g., NEW_10Q, AMENDED_AFTER_PUBLICATION, STALE_TO_CURRENT) with explicit timestamps and confidence flags.
View transition types →Every transition ships with receipts.
Each transition links to an Evidence Pack containing source accession numbers, publish/ingest timestamps, predecessor pointers, methodology version, and delivery logs—so the state can be reconstructed later.
Open an Evidence Pack →How the outcome is produced
Designed to be boringly reliable. Structured inputs. Deterministic state. Explicit failure modes. No hand-waving.
Inputs
SEC EDGAR filings (10-K, 10-Q, 8-K and amendments) for a customer-defined set of CIKs. Each filing is versioned and timestamped at ingestion, keyed by accession number.State model
We maintain an issuer-level state record (latest forms, amendment flags, freshness expectations) and update it on each new filing. Transitions are emitted only when state changes.How to evaluate this outcome
Start a scoped, 14-day evaluation with real data in five steps.Choose the deliverable
Identify what you want delivered—regulatory state transitions, filing change alerts, or staleness notifications for your issuer universe.Set the schedule or trigger
Determine when outcomes should be delivered: immediately on EDGAR publication, on a daily schedule, or both. Specify freshness and latency requirements.Specify coverage
List the issuers' CIKs (up to 25 for evaluation), select filing types (10-K, 10-Q, 8-K) and define any relevant constraints.Pick a delivery channel
Choose email, Slack, or webhook for notifications. Each delivery includes a link to the Evidence Pack and health flags.Authorize the outcome
Provide your name, email and company, then authorize CMD+RVL to run the outcome during the 14-day evaluation period.Common questions
What do you mean by regulatory state?
Regulatory state is a maintained record of what is currently true for an issuer's filings—latest 10-K, latest 10-Q, relevant 8-K events and amendment flags—timestamped and versioned. It's not a notification; it's a continuously updated view of the issuer's filing status.What transitions will I receive?
You'll receive deterministic state changes such as NEW_10K, NEW_10Q, NEW_8K_EVENT, AMENDED_AFTER_PUBLICATION, CURRENT_TO_STALE, and STALE_TO_CURRENT. Each transition is tuned by the filing types and scope you've defined.What's included in the evidence pack?
Each transition includes source filing links, accession numbers, publish/ingest timestamps, the prior state pointer, methodology version, and a delivery log. This allows full reconstruction and audit of how the state was derived.How fast are transitions delivered?
During evaluation we target best-effort delivery and include latency metadata in every transition. Production plans add explicit SLA commitments for detection and delivery timing.What happens after the evaluation?
After the 14-day evaluation we review coverage, latency, evidence completeness, and delivery reliability. If it's a fit, we propose a production monitoring plan with formal SLAs.What are 10-K, 10-Q, and 8-K filings?
These are SEC filing types: Form 10-K is an annual report with audited financial statements; Form 10-Q is a quarterly report with unaudited financials; Form 8-K is a current report announcing major events shareholders should know about.Why teams use this outcome
Most systems notify you that EDGAR changed. Very few maintain a defensible, agent-readable view of what is currently true. This outcome is used where decisions depend on regulatory state and where missed amendments, staleness, or unverifiable alerts carry real cost.