Available
Regulatory State Transition Monitor (EDGAR)
Maintain current regulatory state for your issuer universe, delivered as state transitions with source evidence that shows what was known, when.
Outcome Receipt
Example result
Vendor coverage check
sample receiptMethod
Coverage mapped
owned and public sourcesMethod
Exceptions reviewed
human check attachedSource
Source file
client-provided materialSource
Public record
retrieval details retainedReceipt checkedchecks / sources / full trail
What this outcome delivers
An Outcome is a named result delivered against an agreed schedule or trigger, with enough evidence to reconstruct and defend it later. This outcome continuously maintains the regulatory state of each issuer (latest filings, amendments, freshness) and emits auditable state transitions when that state changes.
- Current Filing State
One shared record of the current filing state.
For each issuer, we maintain the current EDGAR state: latest 10-K, latest 10-Q, latest 8-K set, amendment status, and freshness signals. This is a continuously updated record, not a one-off notification.See the state model - State Transitions
Deterministic events agents can trust.
When EDGAR publishes a new filing or an amendment, we emit a structured transition (e.g., NEW_10Q, AMENDED_AFTER_PUBLICATION, STALE_TO_CURRENT) with explicit timestamps and confidence flags.View transition types - Evidence
Every transition ships with receipts.
Each transition links to an evidence record containing source accession numbers, publish/ingest timestamps, predecessor pointers, methodology version, and delivery logs so the state can be reconstructed later.Open an evidence record
How the outcome is produced
Designed to be boringly reliable. Structured inputs. Deterministic state. Explicit failure modes. No hand-waving.
Inputs
SEC EDGAR filings (10-K, 10-Q, 8-K and amendments) for a customer-defined set of CIKs. Each filing is versioned and timestamped at ingestion, keyed by accession number.State model
We maintain an issuer-level state record (latest forms, amendment flags, freshness expectations) and update it on each new filing. Transitions are emitted only when state changes.Delivery
Transitions are delivered immediately via email, Slack, or API/webhook. Each delivery includes a link to the evidence record and a health flag (healthy/degraded) when applicable.Tell my agent when an issuer moves from CURRENT to AMENDED_AFTER_PUBLICATION.
Maintain the latest 10-K/10-Q pointers for this issuer list and emit state changes when they update.
Alert when expected filings are missing and an issuer becomes STALE.
Let me reconstruct what state we believed on a specific date, with proof.
State, not noise. Transitions, not opinions. Evidence always.
How to get started with this outcome
Book discovery and see whether this outcome fits your data, owner, and source material.1
Choose the deliverable
Identify what you want delivered: regulatory state transitions, filing change alerts, or staleness notifications for your issuer universe.2
Set the schedule or trigger
Determine when outcomes should be delivered: immediately on EDGAR publication, on a daily schedule, or both. Specify freshness and latency requirements.3
Specify coverage
List the issuers' CIKs (up to 25 for evaluation), select filing types (10-K, 10-Q, 8-K) and define any relevant constraints.4
Pick a delivery channel
Choose email, Slack, or webhook for notifications. Each delivery includes a link to the provenance record and health flags.5
Book discovery
Provide your name, email, company, and context. We will qualify fit and, if there is a real outcome, schedule a two-hour working session.Common questions
What do you mean by regulatory state?
Regulatory state is a maintained record of what EDGAR filings show for an issuer: latest 10-K, latest 10-Q, relevant 8-K events, and amendment flags, all timestamped and versioned. It is a continuously updated view of the issuer's filing status, not a notification.What transitions will I receive?
You'll receive deterministic state changes such as NEW_10K, NEW_10Q, NEW_8K_EVENT, AMENDED_AFTER_PUBLICATION, CURRENT_TO_STALE, and STALE_TO_CURRENT. Each transition is tuned by the filing types and scope you've defined.What's included in the provenance record?
Each transition includes source filing links, accession numbers, publish/ingest timestamps, the prior state pointer, methodology version, and a delivery log. This supports later reconstruction and review of how the state was derived.How fast are transitions delivered?
During evaluation we target best-effort delivery and include latency metadata in every transition. Production plans can define explicit detection and delivery commitments.What happens after the workshop?
After the workshop we review coverage, latency, source-record completeness, and delivery reliability. If it's a fit, we propose a production monitoring plan with formal delivery terms.What are 10-K, 10-Q, and 8-K filings?
These are SEC filing types: Form 10-K is an annual report with audited financial statements; Form 10-Q is a quarterly report with unaudited financials; Form 8-K is a current report announcing major events shareholders should know about.Why teams use this outcome
Most systems notify you that EDGAR changed. Very few maintain a defensible, agent-readable view of the current filing state. This outcome is used where decisions depend on regulatory state and where missed amendments, staleness, or unverifiable alerts carry real cost.
Agent-ready by default
Agents subscribe to state transitions with deterministic identifiers and health flags so automation can be safe, auditable, and idempotent.Less ambiguity in reviews
IC, risk, and compliance can reference a single “current state” view, with proof of how it was derived and when it was known.Defensible history
State transitions and evidence records form a permanent timeline: what changed, when it changed, and what was delivered, reconstructible months later.
Built for
- Hedge Funds & Asset Managers
- Credit & Structured Finance
- Capital Markets & Underwriting
- Risk Management & Compliance
- Enterprise Analytics Platforms
A simple promise with a big implication: your systems have a checkable current regulatory state with receipts.