Available

SEC EDGAR filing monitor

Name: SEC EDGAR Filing Monitor
Brand: CMD+RVL
Availability: InStock

Track 10-K, 10-Q, 8-K, and amendment changes for your issuer list. Each alert links back to source evidence.

View evidence record Try this monitor

Outcome Receipt

Example result

Vendor coverage check

sample receipt

Method

Coverage mapped

owned and public sources

Method

Exceptions reviewed

human check attached

Source

Source file

client-provided material

Source

Public record

retrieval details retained

Receipt checkedchecks / sources / full trail

What you get

Short answer: the SEC EDGAR filing monitor tracks 10-K, 10-Q, 8-K, and amendment changes for a defined issuer list, then keeps source evidence with each alert.

Current filing status
See what is on file for each issuer.
For each company, we track the latest 10-K, 10-Q, recent 8-Ks, and amendment status. The record updates as new filings appear.See the state model
Filing notifications
Know when something changes.
When a new filing or amendment appears on EDGAR, you receive a structured notification with timestamps and the filing type that changed.View notification types
Evidence records
Every notification links back to the source.
Each notification includes source filing links, timestamps, what changed from the prior state, and delivery logs for later review.Open evidence record

How it works

CMD+RVL monitors EDGAR for a defined issuer universe, records filing-state changes, and delivers reviewable alerts.

Data source

We pull from SEC EDGAR for the companies you specify, including 10-K, 10-Q, 8-K, and amendment filings. Each filing is timestamped when received.

Tracking filings

For each issuer, we maintain the latest filing record and amendment status. When something new appears, we update the record and send a notification.

Delivery

Notifications arrive by email, Slack, or webhook when relevant filings go public. Each notification includes a link to the evidence record.

Let me know when any of my issuers file an amended 10-K or 10-Q.
Keep track of the latest filings for this list of companies.
Alert me when an issuer is overdue for an expected filing.
Show me what was on file for an issuer on a specific date, with the underlying filings.

Clear notifications. Traceable evidence. Reviewable state.

View example evidence

Try the monitor with your issuers

Start with a narrow issuer list and define the filing changes that matter.

Choose the deliverable

Identify what you want delivered: filing-state transitions, filing change alerts, or staleness notifications for your issuer universe.

Set the schedule or trigger

Determine when the monitor should deliver updates: immediately on EDGAR publication, on a daily schedule, or both. Specify freshness and latency requirements.

Specify coverage

List the issuers' CIKs (up to 25 for evaluation), select filing types (10-K, 10-Q, 8-K) and define any relevant constraints.

Pick a delivery channel

Choose email, Slack, or webhook for notifications. Each delivery includes a link to the evidence record and health flags.

Qualify the run

Provide the context, owner, and source material. We will qualify fit and, if there is a real outcome, schedule a two-hour working session.

Try this monitor

Common questions

What do you mean by "regulatory state"?

Regulatory state is a maintained record of what EDGAR filings show for an issuer: latest 10-K, latest 10-Q, relevant 8-K events, and whether amendments occurred after publication. It is timestamped and versioned.

What transitions will I receive?

You can receive deterministic state changes such as NEW_10K, NEW_10Q, NEW_8K_EVENT, AMENDED_AFTER_PUBLICATION, CURRENT_TO_STALE, and STALE_TO_CURRENT. The exact set depends on filing types and scope.

What is included in the evidence record?

Each transition includes source filing links, accession numbers, publish and ingest timestamps, the prior state pointer, methodology version, and a delivery log, so the state can be reconstructed later.

How fast are transitions delivered?

During evaluation, delivery is measured and provisional. Each transition includes latency metadata so we can decide whether a production monitoring plan needs a committed detection or delivery target.

What happens after the evaluation?

We review coverage, latency, evidence completeness, and delivery reliability with you. If it is a fit, we propose a production monitoring plan with scope, delivery targets, operating model, and support responsibilities.

What are 10-K, 10-Q, and 8-K filings?

These are SEC filing types: Form 10-K is an annual report with audited financial statements; Form 10-Q is a quarterly report with unaudited financials; Form 8-K is a current report announcing major events shareholders should know about.

Why teams use this

Filing alerts are useful only when teams can inspect the source later. This monitor keeps the current record and the evidence behind it together.

Works with your systems
Notifications include structured data and stable identifiers, so your tools and workflows can consume them reliably.
One view for the whole team
Investment, risk, and compliance teams can reference the same filing record, with clear provenance for each data point.
History you can revisit
Every change is logged with evidence. Months later, you can still see what was filed, when, and what you were notified about.

Built for

Hedge funds and asset managers
Credit and structured finance
Capital markets and underwriting
Risk and compliance
Enterprise analytics platforms

Always know what is on file, with the filings to back it up.

Try this monitor Explore other monitors

Learn more: What is Regulatory State? - A guide for investment teams

SEC EDGAR filing monitor

What you get

See what is on file for each issuer.

Know when something changes.

Every notification links back to the source.