Available
Control & Relationship Disclosure Monitor
Get notified when the disclosed state of officers, directors, or major shareholders changes—with proof from SEC filings.
Outcome Receipt
Working Result
$2.47B adjusted NAV
2025-06-14 09:41 UTCCalculation
Weighted average
847 positionsCalculation
Normalized to USD
ECB daily fix rateSource
SEC EDGAR 10-K
CIK 0001234567Source
FRED SOFR rates
SOFR.2025-06-13Receipt checked5 checks · 2 sources · full trail
What you get
Pick your companies. We maintain a time‑stamped record of disclosed officers, directors, owners, and insiders. You get notified only when that disclosed state changes.
How we produce the outcome
Simple process. Reliable delivery. No surprises.
Inputs
SEC EDGAR filings (Form D, Forms 3, 4, 5) for the companies you specify. Each filing is timestamped when we ingest it.Monitoring
We maintain a canonical disclosure‑derived relationship state. Each new filing is compared against that state. When something changes—new officer, ownership shift, or role removal—we flag it.01"Tell me when a new officer or director is disclosed."
02"Notify me when someone crosses 5% ownership."
03"Alert me when insiders are buying or selling."
04"Let me prove who was disclosed as involved on a specific date."
Changes, not noise. Evidence, not opinions.
How to evaluate
Bring the target and source material; discovery qualifies whether this should become a workshop, package, or strategic POC.1
Pick your companies
List up to 25 entity CIKs you want to monitor.2
Choose what to track
Officers & directors? Beneficial owners? Insiders? You decide.3
Set your threshold
Get notified when ownership changes by a percentage you define.4
Pick a delivery channel
Email, Slack, or webhook—your choice.5
Start the evaluation
We run it on your data during the workshop. Then we review together.Common questions
How is this different from a filing alert?
Many tools can tell you 'Jane Doe was added as CFO'—but they don't maintain the context. We hold the disclosure‑derived state over time. Every notification we send includes a provenance record: the source filing, timestamps, before/after state, and extracted excerpts. Months later, you can still prove exactly what was disclosed and when you knew it. That's what makes it defensible.What filings do you monitor?
Form D (private placements), Form 3 (initial insider ownership), Form 4 (ownership changes), and Form 5 (annual insider reports).What counts as a change?
New officers or directors, departures, ownership increases or decreases above your threshold, and control status changes.What's in the evidence?
Each notification links to the SEC filing, shows what changed (before/after), and includes timestamps.How fast do I get notified?
During the evaluation, we target same-day delivery after the SEC publishes the filing. Production plans include SLA commitments.What happens after the evaluation?
We review together. If it's a fit, we propose a production plan. If not, no obligation.Do you verify identities?
No. We reflect exactly what's disclosed in SEC filings—no enrichment, validation, or inference of identity, authority, or intent. We don't provide compliance verdicts or maintain a people database.Why this matters
Most tools tell you a filing happened. We tell you what changed.
01
For compliance
Answer 'who was disclosed as involved?' with timestamped proof.02
For automation
Feed reliable, structured updates to your systems.03
For peace of mind
Stop manually checking filings. We'll tell you when it matters.Investment Management
Private Equity & Venture
Compliance & Risk
Corporate Governance
Learn more: What is Regulatory State? — A guide for investment teams