Available
Regulatory State Transition Monitor (EDGAR)
Maintain authoritative regulatory state for your issuer universe—delivered as state transitions (not just alerts), with a provenance record that proves what was known, when.
Provenance Receipt
AI Output
$2.47B adjusted NAV
2025-06-14 09:41 UTCTransform
Weighted average
847 positionsTransform
Normalized to USD
ECB daily fix rateSource
SEC EDGAR 10-K
CIK 0001234567Source
FRED SOFR rates
SOFR.2025-06-13Provenance verified5 nodes · 2 sources · full chain
What this outcome delivers
An Outcome is a named, guaranteed result delivered on a schedule or trigger, with sufficient evidence to reconstruct and defend it later. This outcome continuously maintains the regulatory state of each issuer (latest filings, amendments, freshness) and emits auditable state transitions when that state changes—ready for humans and agents.
How the outcome is produced
Designed to be boringly reliable. Structured inputs. Deterministic state. Explicit failure modes. No hand-waving.
Inputs
SEC EDGAR filings (10-K, 10-Q, 8-K and amendments) for a customer-defined set of CIKs. Each filing is versioned and timestamped at ingestion, keyed by accession number.State model
We maintain an issuer-level state record (latest forms, amendment flags, freshness expectations) and update it on each new filing. Transitions are emitted only when state changes.01"Tell my agent when an issuer moves from CURRENT to AMENDED_AFTER_PUBLICATION."
02"Maintain the latest 10-K/10-Q pointers for this issuer list and emit state changes when they update."
03"Alert when expected filings are missing and an issuer becomes STALE."
04"Let me reconstruct what state we believed on a specific date, with proof."
State, not noise. Transitions, not opinions. Evidence always.
How to get started with this outcome
Book a free workshop and see this outcome on your own data.1
Choose the deliverable
Identify what you want delivered—regulatory state transitions, filing change alerts, or staleness notifications for your issuer universe.2
Set the schedule or trigger
Determine when outcomes should be delivered: immediately on EDGAR publication, on a daily schedule, or both. Specify freshness and latency requirements.3
Specify coverage
List the issuers' CIKs (up to 25 for evaluation), select filing types (10-K, 10-Q, 8-K) and define any relevant constraints.4
Pick a delivery channel
Choose email, Slack, or webhook for notifications. Each delivery includes a link to the provenance record and health flags.5
Book the workshop
Provide your name, email and company, and we'll schedule a free 60-minute workshop to run this outcome on your data.Common questions
What do you mean by regulatory state?
Regulatory state is a maintained record of what is currently true for an issuer's filings—latest 10-K, latest 10-Q, relevant 8-K events and amendment flags—timestamped and versioned. It's not a notification; it's a continuously updated view of the issuer's filing status.What transitions will I receive?
You'll receive deterministic state changes such as NEW_10K, NEW_10Q, NEW_8K_EVENT, AMENDED_AFTER_PUBLICATION, CURRENT_TO_STALE, and STALE_TO_CURRENT. Each transition is tuned by the filing types and scope you've defined.What's included in the provenance record?
Each transition includes source filing links, accession numbers, publish/ingest timestamps, the prior state pointer, methodology version, and a delivery log. This allows full reconstruction and audit of how the state was derived.How fast are transitions delivered?
During evaluation we target best-effort delivery and include latency metadata in every transition. Production plans add explicit SLA commitments for detection and delivery timing.What happens after the workshop?
After the workshop we review coverage, latency, provenance completeness, and delivery reliability. If it's a fit, we propose a production monitoring plan with formal SLAs.What are 10-K, 10-Q, and 8-K filings?
These are SEC filing types: Form 10-K is an annual report with audited financial statements; Form 10-Q is a quarterly report with unaudited financials; Form 8-K is a current report announcing major events shareholders should know about.Why teams use this outcome
Most systems notify you that EDGAR changed. Very few maintain a defensible, agent-readable view of what is currently true. This outcome is used where decisions depend on regulatory state and where missed amendments, staleness, or unverifiable alerts carry real cost.
01
Agent-ready by default
Agents subscribe to state transitions with deterministic identifiers and health flags—so automation can be safe, auditable, and idempotent.02
Less ambiguity in reviews
IC, risk, and compliance can reference a single “current state” view, with proof of how it was derived and when it was known.03
Defensible history
State transitions and provenance records form a permanent timeline: what changed, when it changed, and what was delivered—reconstructible months later.Hedge Funds & Asset Managers
Credit & Structured Finance
Capital Markets & Underwriting
Risk Management & Compliance
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