SEC Filing Monitor
Track SEC filings for the companies you care about. Get notified when new filings or amendments appear—with evidence linking back to the source.
What you get
This outcome tracks SEC filings for your issuers—10-Ks, 10-Qs, 8-Ks, and amendments—and notifies you when something new appears. Every notification includes the underlying evidence so you can verify it later.
Current Filing Status
See what's on file for each issuer.
For each company, we track the latest 10-K, 10-Q, recent 8-Ks, and any amendments. This view updates automatically as new filings come in.
See the state model →Filing Notifications
Know when something changes.
When a new filing or amendment appears on EDGAR, you get a structured notification with timestamps—whether it's a new quarterly report, an 8-K event, or a correction to a prior filing.
View notification types →Evidence Packs
Every notification links back to the source.
Each notification includes an Evidence Pack: the SEC filing link, timestamps, what changed from the prior state, and delivery logs—so you can verify or revisit it anytime.
Open an Evidence Pack →How it works
Straightforward process, reliable results. We monitor EDGAR, track changes, and notify you—with clear documentation at every step.
Data source
We pull from SEC EDGAR (10-K, 10-Q, 8-K and amendments) for the companies you specify. Each filing is timestamped when we receive it.Tracking filings
For each issuer, we maintain the latest filings and amendment status. When something new appears, we update the record and send you a notification.01"Let me know when any of my issuers file an amended 10-K or 10-Q."
02"Keep track of the latest filings for this list of companies."
03"Alert me when an issuer is overdue for an expected filing."
04"Show me what was on file for an issuer on a specific date, with the underlying filings."
Clear notifications. Traceable evidence. No guesswork.
Try it with your issuers
Start a 14-day evaluation with real data in five steps.1
Choose the deliverable
Identify what you want delivered—regulatory state transitions, filing change alerts, or staleness notifications for your issuer universe.2
Set the schedule or trigger
Determine when outcomes should be delivered: immediately on EDGAR publication, on a daily schedule, or both. Specify freshness and latency requirements.3
Specify coverage
List the issuers' CIKs (up to 25 for evaluation), select filing types (10-K, 10-Q, 8-K) and define any relevant constraints.4
Pick a delivery channel
Choose email, Slack, or webhook for notifications. Each delivery includes a link to the Evidence Pack and health flags.5
Authorize the outcome
Provide your name, email and company, then authorize CMD+RVL to run the outcome during the 14-day evaluation period.Common questions
What do you mean by "regulatory state"?
Regulatory state is a maintained record of what is currently true for an issuer's filings—latest 10-K, latest 10-Q, relevant 8-K events, and whether amendments occurred after publication—timestamped and versioned.What transitions will I receive?
You'll receive deterministic state changes such as NEW_10K, NEW_10Q, NEW_8K_EVENT, AMENDED_AFTER_PUBLICATION, CURRENT_TO_STALE, and STALE_TO_CURRENT (exact set can be tuned by filing types and scope).What's included in the evidence pack?
Each transition includes source filing links, accession numbers, publish/ingest timestamps, the prior state pointer, methodology version, and a delivery log—so the state can be reconstructed later.How fast are transitions delivered?
During the evaluation we target best-effort delivery and include latency metadata in every transition. Production plans add explicit SLA commitments for detection and delivery.What happens after the evaluation?
We review coverage, latency, evidence completeness, and delivery reliability with you. If it's a fit, we propose a production monitoring plan with formal SLAs and expanded scope options.What are 10-K, 10-Q, and 8-K filings?
These are SEC filing types: Form 10-K is an annual report with audited financial statements; Form 10-Q is a quarterly report with unaudited financials; Form 8-K is a current report announcing major events shareholders should know about.Why teams use this
Most systems just tell you something was filed. This outcome shows you what's currently on file—and keeps a record you can go back to when questions come up.
01
Works with your systems
Notifications include structured data and stable identifiers, so your tools and workflows can consume them reliably.02
One view for the whole team
Investment, risk, and compliance teams can reference the same filing record, with clear provenance for each data point.03
History you can revisit
Every change is logged with evidence. Months later, you can still see what was filed, when, and what you were notified about.Hedge Funds & Asset Managers
Credit & Structured Finance
Capital Markets & Underwriting
Risk Management & Compliance
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