Available

SEC Filing Monitor

Track SEC filings for the companies you care about. Get notified when new filings or amendments appear—with evidence linking back to the source.

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Provenance Receipt

AI Output

$2.47B adjusted NAV

2025-06-14 09:41 UTC

Transform

Weighted average

847 positions

Transform

Normalized to USD

ECB daily fix rate

Source

SEC EDGAR 10-K

CIK 0001234567

Source

FRED SOFR rates

SOFR.2025-06-13

Provenance verified5 nodes · 2 sources · full chain

What you get

This outcome tracks SEC filings for your issuers—10-Ks, 10-Qs, 8-Ks, and amendments—and notifies you when something new appears. Every notification includes the underlying evidence so you can verify it later.

How it works

Straightforward process, reliable results. We monitor EDGAR, track changes, and notify you—with clear documentation at every step.

Data source

We pull from SEC EDGAR (10-K, 10-Q, 8-K and amendments) for the companies you specify. Each filing is timestamped when we receive it.

Tracking filings

For each issuer, we maintain the latest filings and amendment status. When something new appears, we update the record and send you a notification.

01"Let me know when any of my issuers file an amended 10-K or 10-Q."

02"Keep track of the latest filings for this list of companies."

03"Alert me when an issuer is overdue for an expected filing."

04"Show me what was on file for an issuer on a specific date, with the underlying filings."

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Clear notifications. Traceable evidence. No guesswork.

Try it with your issuers

Get started with a free workshop in five steps.

Choose the deliverable

Identify what you want delivered—regulatory state transitions, filing change alerts, or staleness notifications for your issuer universe.

Set the schedule or trigger

Determine when outcomes should be delivered: immediately on EDGAR publication, on a daily schedule, or both. Specify freshness and latency requirements.

Specify coverage

List the issuers' CIKs (up to 25 for evaluation), select filing types (10-K, 10-Q, 8-K) and define any relevant constraints.

Pick a delivery channel

Choose email, Slack, or webhook for notifications. Each delivery includes a link to the provenance record and health flags.

Authorize the outcome

Provide your name, email, and company. We'll schedule a free 60-minute workshop to run this outcome on your data.

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Common questions

What do you mean by "regulatory state"?

Regulatory state is a maintained record of what is currently true for an issuer's filings—latest 10-K, latest 10-Q, relevant 8-K events, and whether amendments occurred after publication—timestamped and versioned.

What transitions will I receive?

You'll receive deterministic state changes such as NEW_10K, NEW_10Q, NEW_8K_EVENT, AMENDED_AFTER_PUBLICATION, CURRENT_TO_STALE, and STALE_TO_CURRENT (exact set can be tuned by filing types and scope).

What's included in the provenance record?

Each transition includes source filing links, accession numbers, publish/ingest timestamps, the prior state pointer, methodology version, and a delivery log—so the state can be reconstructed later.

How fast are transitions delivered?

During the evaluation we target best-effort delivery and include latency metadata in every transition. Production plans add explicit SLA commitments for detection and delivery.

What happens after the evaluation?

We review coverage, latency, evidence completeness, and delivery reliability with you. If it's a fit, we propose a production monitoring plan with formal SLAs and expanded scope options.

What are 10-K, 10-Q, and 8-K filings?

These are SEC filing types: Form 10-K is an annual report with audited financial statements; Form 10-Q is a quarterly report with unaudited financials; Form 8-K is a current report announcing major events shareholders should know about.

Why teams use this

Most systems just tell you something was filed. This outcome shows you what's currently on file—and keeps a record you can go back to when questions come up.

Works with your systems

Notifications include structured data and stable identifiers, so your tools and workflows can consume them reliably.

One view for the whole team

Investment, risk, and compliance teams can reference the same filing record, with clear provenance for each data point.

History you can revisit

Every change is logged with evidence. Months later, you can still see what was filed, when, and what you were notified about.

Built for:

Hedge Funds & Asset Managers

Credit & Structured Finance

Capital Markets & Underwriting

Risk Management & Compliance

Enterprise Analytics Platforms

Always know what's on file—with the filings to back it up.

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Learn more: What is Regulatory State? — A guide for investment teams